e-service Online Submission See canceled document Derivatives Dealer >> Books & Records Requirements Type Title Section See Document Status Notified Date Effective Date 1. Notification of Capital
e-service Online Submission See canceled document Derivatives Dealer >> Risk Control Type Title Section See Document Status Notified Date Effective Date 1. Notification of Capital Market Supervisory
e-service Online Submission See canceled document Derivatives Dealer >> Compliance / Internal control Type Title Section See Document Status Notified Date Effective Date 1. Notification of Capital
e-service Online Submission See canceled document Derivatives Dealer >> Licensed Companies Type Title Section See Document Status Notified Date Effective Date 1. Notification of the Securities and
collect information in a way that does not directly identify anyone. For more information on how these cookies work, please see our Cookies page. Save and Close Derivatives Dealer |- Definitions (Section 3
capital fund management company, or inter-dealer brokerage company, and registered derivatives intermediary; “Notification No. Tor Thor. 60/2561” means the Notification of the Capital Market Supervisory
/nrs_search_en.php?ref_id=9902&lang=en Securities Dealer Hearing Laws/Regulations Search Handbooks / Best Practices Frequently Asked Questions (FAQ) Digital Assets Public Hearing Laws/Regulations Search Handbooks
/nrs/nrs_search_en.php?ref_id=9902&lang=en Securities Dealer Address fb sec.or.th Laws/Regulations Laws / Regulations Search Acts/Royal Enactments Securities and Exchange Act Derivatives Act Emergency
or derivatives dealer.** Three related notifications are as follows: 1. The Notification of the Securities and Exchange Commission No. Kor Thor. 20/2566 Re: Prescribing Natures of Giving Advice to
, Mr. Peerapong Jirasevijinda, who was chief executive officer and fund manager of BBLAM, placed the large and significant JMT selling orders in this account via BBLAM’s dealer. The order volume was