perspectives on developing infrastructure policies that integrate technology in offering and trading financial products within the capital market. The SEC also met with representatives from the Financial Conduct
significant traction globally. CFA Institute is dedicated to enhancing ethical and professional standards within the investment industry. This includes helping investment professionals perform in emerging
opinions to the public prosecutor for consideration of prosecution. This approach follows the check and balance principle within the judicial process. In such proceedings, the SEC can integrate collaboration
to the Anti-money Laundering Office (AMLO) for consideration of actions within their authority as the offenses in this case constitute predicate offenses under the Anti-Money Laundering Act B.E. 2542
accounts, we have issued measures for addressing different types of mule accounts within an expedited timeframe. Additionally, guidelines were established for data sharing and coordination among digital
approved by the head of audit firms and submitted to the SEC within 5 months after the IT audit period, unless a waiver is granted by the SEC. The transitional period will end on May 31st, 2027, and the
developing and enhancing oversight of listed companies and strategies for preventing and suppressing inappropriate behaviors within listed companies to ensure that they would be able to raise fund from
, the SET Building. During the event, Dr. Pornanong Budsaratragoon, SEC Secretary-General, highlighted the SEC's role in fostering a sustainable environment within the capital market that
Short-Form report of the shares offering results must be submitted at least two (2) business days prior to the first trading day of the shares or within 30 days after the closing date of the offering
these small transactions at a single time; 2) Exempting the reporting requirement for directors or executives who are spouses or cohabit as husband and wife within the same listed company if