BR IDGES INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2014 INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2014 BUILDING BRIDGES Securities and Exchange Commission, Thailand Securities and Exchange
companies and the overall duty performance of the personnel associated with listed companies. In this regard, the SEC has been working with relevant organizations through various approaches and activities
trading accounts to commit unfair trading activities was subject to the penalties under Paragraph 2 of Section 297 of the SEA in conjunction with Section 83 of the Penal Code.In the case of Pilailpit, by
commit unfair trading activities was subject to the penalties under Paragraph 2 of Section 297 of the SEA in conjunction with Section 83 of the Penal Code. In the case of Pilailpit, by letting Atthavut and
selecting transition activities, as well as investor expectations for promoting transitions. Additionally, the event presented case studies of Thai companies with experience in developing transition plans
builds on initial sessions held in 2021, and we look forward to building on this successful partnership with further activities in the near future.” ______________________Remarks:- The PRI is an
benefactors, and thus weakened the prevention of improper client activities. Under such circumstance, if a client committed any wrongdoing, the company could be deemed to have supported or participated in such
activities through such client accounts. Particularly, {A} was found to have made a high volume of trades. {C} had also made such continued misconduct and gained a large amount of profit from commission fees
ENDED 31 DECEMBER 2019 3. Financial highlights (based on Thai FRS) Q4 2019 Financial Statement Summary as of 31 December 2019 compared to Q4 2018: Note: Gross profit = Sales and service income – Cost of
704 Million, representing an increase from the end of the previous year by Baht 178 Million. (Unit: Million Baht) Description For the year 2019 Net cash flows operating activities 7,741 Net cash flows