through his client's account in large trading volume for over three months. {B}'s actions were deemed interfering with client's assets. In case of {C}, the SEC received a complaint lodged by a client of a
money into the second client's bank account. In addition, Sakkarin used the trading account of the second client to trade securities for himself with the trading volume exceeding 40 million baht; (3
for promoting and maintaining security, credibility, transparency and fairness in derivatives trading, as follows: (1) procure a derivatives trading system capable of supporting expected trading volume
Mr. Pete Bodharamik Between 29 September to 12 October, 2016, Mr. Pete Bodharamik , Chief Executive Officer and Director of Jasmine International Plc (JAS), colluded with Mr. Krirkkrai Traibanyatkul
Miss Nawarat Sukcharoensin Miss Nawarat Sukcharoensin, in collaboration with her brother (Mr. Surawut Sukcharoensin who was Director, Executive Director, and Chief Strategy Officer of L.P.N
Mrs. Malatee Sukcharoensin Mrs. Malatee Sukcharoensin, the mother of Mr. Surawut Sukcharoensin (who was Director, Executive Director, and Chief Strategy Officer of L.P.N. Development Public Company
Short-Form report of the shares offering results must be submitted at least two (2) business days prior to the first trading day of the shares or within 30 days after the closing date of the offering
., for one-year eleven months and fourteen days. The period was set on the grounds of trading securities in the client?s account without permission, taking advantage of client by virtue of duty and
Power Plant: Although the revenue in Q2/2017 decreased by 11% due to the decline of Energy Payment (EP) from the decrease in submitted electricity volume to Electricity Generating Authority of Thailand
per unit. Moreover, BCP Trading’ s sales volume rose, and there was an additional revenue realization from the Ethanol business after the business amalgamation in Q4/2017. Management Discussion and