money from the account owners to pay for their trading. With their continued misconduct for a long period of time {A} and {B} gained a lump sum amount of profit from commission fees from their trading
Re: Operational Control and Information Technology Security of Securities Companies Whereas in these days securities companies widely accept information technology as an instrument for securities
เพื่อให้อยู่ในระดับที่องค์กรยอมรับได้ 2.2.2 นโยบายการรักษาความมั่นคงปลอดภัยด้าน IT (IT security policy) (1) โครงสร้างการบริหารงานเพื่อการรักษาความมั่นคงปลอดภัยด้าน IT (organization of information
|7500.50000|60000.00000 001|2550||WMA_89|405|124|80000.00000|50000.00000|40000.50000 001|2550||CDS#01|406|124|895000.60000|75000.00000|100.00000 001|2550||ReverseRepo H1|211|TH|BANK H|121|SECURITY H
ability to service the debt obligations. 2. Disclosure of compensation a. Issuer’s directors are on an individual basis; and b. Issuer’s senior managements are on lump sum basis. C. Share Ownership Provide
No. OrThor/Nor. 5/2547 Re: Operational Control and Security of the Information Technology of Securities Company For the purpose of rendering the securities companies to efficiently comply with the
: Operational Control and Security of the Information Technology of Securities Company For the purpose of rendering the securities companies to efficiently comply with the Notification of the Office of Securities
) Having backup system and measures for emergency situation to prevent the extended discontinuing of operation. 1.1.2 Document and Information Security Having adequate security system for document and
information should easily be recalled (3) Having backup system and measures for emergency situation to prevent the extended discontinuing of operation. 1.1.2 Document and Information Security Page 16 of 32