Due to the spread of the COVID-19 pandemic, securities companies and derivatives intermediaries have to allow their employees to perform duties from home and provide operational systems and
Bangkok, 15 March 2017 - The SEC has suspended two securities investment consultants, {A} for failing to perform duties with deliberation as a professional, and {B} for performing duties or providing
Bangkok, March 16, 2015 ? The SEC suspended Napat Pipattaraauksorn, a capital investment consultant, for trading securities and derivatives on behalf of clients, failure to perform duties with
for the same securities at the same prices. Disguising that the confirmation on security deposit was made by the client was failure to perform duties with honesty whereas trading securities and
the Company to dispose of its ordinary shares of Origin Prime 2 Co., Ltd. (“Origin Prime 2”), a subsidiary of the Company (a company in which the Company holds 100 percent of the total ordinary shares
Pass under ASEAN Capital Market Professional Mobility Framework: (a) shares listed on an ASEAN stock exchange; (b) investment units without high-risk or complex characteristics issued and offered for
) Company Limited ("CAZ") to file a request for registration as a public listed company in the Market of Alternative Investment (mai) 2. To approve the change in par value and number of shares of CAZ
- Translation - Ref: IR61/003 22 February 2018 Subject: Acquisition of Shares in of Phoenix Insurance (Thailand) Public Company Limited (Edited) Attention: President The Stock Exchange of Thailand
of 200 million baht within the 2nd quarter of 2019, by issuing 2 million ordinary shares at par value of 100 baht. The company holds 62,500 ordinary shares of All S or current proportion of 6.25
661 6664-5 www.indoramaventures.com Ref.No.IVL001/04/2019 3rd April 2019 President The Stock Exchange of Thailand Subject: Report on the Completion of the Acquisition of 83,000,000 newly issued shares