offender The Civil Penalty Committee shall consist of enforcement and financial experts, namely the Attorney-General as Chairperson, the Permanent Secretary of the Ministry of Finance, the Director-General
of Derivatives Business for Licensed Derivatives Advisors dated 1 February 2010; (28) The Notification of the Capital Market Supervisory Board No. Tor Thor. 7/2555 Re: Rules on Undertaking of
become customer advisors; in-depth data analysis was also conducted to examine the business and personal needs of our customers at given times. Based on existing customer data, we have expanded the
) Re: Criteria for Approval of the Appointment of Directors, Managers, Persons with Managing Authority or Financial Advisors, both of which came into effect June 23, 2018. Salient points of the
advisors or intermediaries for the offer for sale of securities: disclose additional information on the terms and conditions of such debt; · Other cases: disclose at least the amount of money and the
Notification of the Stock Exchange of Thailand Re: Opinion of Financial Advisors Concerning Connected Transactions, 2003 in categories of related transactions on type of receiving financial assistance which has
: Opinion of Financial Advisors Concerning Connected Transactions, 2003 in categories of related transactions on type of rental transaction on non movable property not more than 3 years which has the
of the Capital Market Supervisory Board 21/2008 Re: Rules and regulations on connected transactions and Notification of the Stock Exchange of Thailand Re: Opinion of Financial Advisors Concerning
management committee, an investment committee or an operational oversight committee, etc, or advisors of such committees. 2 (4) “departmental director” means a person who is in charge of internal affairs of a