its official agency or regulator is a member of International Organization of Securities Commissions (IOSCO), whose regulation on certain derivatives business is not inferior to those prescribed in the

approval or register from home regulator. “ASEAN country” means any ASEAN country which is both a member of the International Organization of Securities Commissions (IOSCO) and a signatory A to the

approval or register from home regulator. “ASEAN country” means any ASEAN country which is both a member of the International Organization of Securities Commissions (IOSCO) and a signatory A to the

Board No. TorNor. 49/2553 Re: Provisions Relating to Governance and Business Takeover of Foreign ETFs By virtue of Sections 16/6, 89/1, 89/12, 89/14, 89/29, 89/31, 246 and 247 of the Securities and

, increasing competition, change of behavioural patterns, and changing demands of fundraisers, business operators and investors. As the capital market regulator, the SEC must adjust to these changes without

2025” ในหมวด Best Conduct of Business Regulator in Asia Pacific จัดโดย The Asian Banker ในฐานะหน่วยงานกํากับดูแลตลาดทุนที่เสริมสร้างความเข้มแข็งและความโปร่งใสในตลาดทุน ซึ่งพิจารณาจากผลงานของ ก.ล.ต. ที่

. Sou Socheat, Director General of the Securities and Exchange Regulator of Cambodia (SERC), and Mr. Siosavath Thirakul, Deputy Secretary General of the Laos Securities Commission Office (LSCO), gave

overview of fund mobilization and capital market mechanism for business enterprise and the public. Vorapol Socatiyanurak, SEC Secretary-General said that as a capital market regulator, the SEC has compiled

(Unofficial Translation) 1 Licensing Manual: Application for Approval of Foreign Auditor (In Case of being under supervision of internationally-recognized regulator) Authority: the Office of the

“home regulator” shall have the same definitions as specified in the Notification of the Capital Market Supervisory Board concerning Provisions relating to Offering for Sale of Units of Foreign Collective