DSI for its consideration to take further legal action. The allegation shows that the accused are considered to be untrustworthy to perform duties as directors and executives of a securities issuing

Bangkok, 3 August 2023 –  SEC has ordered a revocation of an investment consultant approval on Mr. Teerasak Tipboonsri for 10 years for failure to perform duties with loyalty, misappropriating

, that audit quality will not be compromised as the SEC will require both groups of auditors to work for audit firms that perform and equip with quality assurance system in compliance with professional

Clause 20(1) and (2) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 re: Approval for Personnel of Business Operators to Perform Duties of Analyzing Investment and Giving

of Clauses 20(2) and 20(3) of the Notification of the Capital Market Supervisory Board No. TorLorThor. 3/2555 Re: Approval for Personnel of Business Operator to Perform Duty of Investment Analysis and

of business operators to support weekly reporting of granular data per client and per securities. The notifications* concerning the amendments will take effect from 1 December 2024 onwards.**Remark

qualifications.       The Notifications* specifying the amended regulations have been published in the Government Gazette and have become effective since 16 August 2024.  Remarks: * 1. Notification of the

required to meet and maintain financial qualifications.       The Notifications* specifying the amended regulations have been published in the Government Gazette and have become effective since 16

notifications concerning the amendments will become effective from 1 July 2024 onwards.-----------------------------------Remarks:* Referring to audit firms that have no capital market auditors on their staff

. Additionally, the capital reduction must not violate any laws, regulations, or relevant accounting standards.The notifications of governing regulations** have been published in the Government Gazette on 12 June