Decree on Special Purpose Juristic Persons for Securitization The Trust for Transactions in Capital Market Act Ministerial Regulations / Notifications Ministerial Regulations - SEC Act Ministerial
Mrs. Pornanong Budsaratragoon, SEC Secretary-General, said: “The SEC has issued five notifications amending the regulations to expand the eligible assets of Thailand ESG Fund. These notifications
notifications, which have become effective from 16 November 2023. The key points of the regulations are as follows: (1) Application for Approval and Granting of Approval for the Association: The
Notifications related to the amendments to the Vayupak Fund regulations have taken effect since 5 September 2024. -----------------------------Remark: The two relevant Notifications are: (1
were in violation of the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*. The SEC, therefore, suspended Acting Subbieutant Saroj from his duty as the
performance of duties, interfering with investors? assets in concealment and creating false evidience in violation of or non-compliance with the notifications of the Capital Market Supervisory Board concerning
failure to perform duties with responsibility and due care as the capital market professional were in violation of the Notifications of Capital Market Supervisory Board concerning personnel in the capital
made by clients were in violation of the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*, the SEC therefore suspended Napat from his duty as the approved