brokerage of debt securities or investment units, shall have paid-up registered capital of not less than five hundred million baht, effective from 1 January 2012 onwards. Clause 3. The securities company
management shall have paid-up registered capital of not less than one hundred million baht. Clause 4. The securities company licensed to undertake securities business in the category of investment advisory
SEC Secretary-General Ruenvadee Suwanmongkol said: "As capital market personnel, investment consultants, investment planners and investment analysts all have important roles to play. Therefore, the
Banking; the Federation of Thai SME; the Thai Venture Capital Association; the Investment Banking Club; the Federation of Accounting Professions under the Royal Patronage of His Majesty the King; and the
this to safeguard investors in the capital market from investment scams. Mr. Just Wang, Associate General Counsel from Meta emphasized, "We appreciate the SEC as a valuable partner, and look forward
Securities and Exchange Commission No. Sor Thor. 13/2561 Re: Detailed Rules on Maintenance of Capital of Investment Advisors and Derivatives Advisors and Provisions in Case of Failure to Maintain Capital
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