the client securities trading account as collateral. In this case, {A} had continuously done day trading of client securities for 25 working days worth approximately 109 million baht, resulting in her
and a further fine not exceeding 10,000 baht for every day during which the violation continues. Also, the violation was subject to an imprisonment up to three years or a fine not exceeding 300,000 baht
day.The SEC had continually coordinated with the SET and TFEX to keep abreast of the volatility of shares and commodity prices on that day. Once such incident occurred, the SEC coordinated with the SET and
หลักเกณฑ์ และวิธีการเกี่ยวกับการลงทุนในหลักทรัพย์เพื่อบริษัท (proprietary trading)("ประกาศ prop trade") โดยเพิ่มหลักเกณฑ์การควบคุมการลงทุนในบัญชีประเภท day trade ซึ่งมีผลใช้บังคับเมื่อวันที่ 1 พฤศจิกายน
, or any other day mutually agreed by the Company and SUTGH. The key conditions precedent could be summarized as follows: (1) The Company has acknowledged the outcome of legal and financial due diligence
Transfer and Securities Allocation Transaction should be completely by May 30, 2018, or any other day mutually agreed by the Company and SUTGH. The key conditions precedent could be summarized as follows: (1
amendment to the Company's memorandum of association with the Department of Business Development, the Ministry of Commerce. 4.4 The Company needs to apply for an approval from the Stock Exchange of Thailand
in order to facilitate the business restructuring for OISHI’s Group of Companies Should the registration with the Ministry of Commerce are completed, further notices will be provided accordingly
Agribusiness 02 Banking 118,214.17 5 03 Construction Materials 04 Petrochemicals and Chemicals 05 Commerce 5,200.00 3 06 Information & Communication Technology 600.00 1 07 Electrical Products and Computer 08
hearing on revision to financial statements reporting forms with the electronic filing system (e-filing) of the Department of Business Development, the Ministry of Commerce. The consultation paper is