securities analysts to participatein fintech development/application processes;(4)      Have control and inspection system for algorithm;(5)      Have data management and governance;(6)      Disclose scope

(s) with the ultimate power of control of the tender offeror. In addition, it was found that disclosure of certain topics in the tender offer documentation was unclear.The SEC therefore ordered North

to invest in the securities also exceeded the amount approved by GEN executive board, resulting the company to suffer a 265 million baht loss. Serious weakness in GEN?s internal control relating to the

.Earlier, the SEC ordered KC to have a special audit on the internal control system concerning the issuance of bills of exchanges, the related receipt and payment transactions, the accounting records

a special audit on the internal control system concerning the issuance of bills of exchanges, the related receipt and payment transactions, and the accounting records practice. The company was also

and intend to jointly control the company, such person or persons will be required to launch tender offer to purchase securities from all securities holders and report securities holding under Section

would facilitate widespread IPO share distribution and prevent concentration and possible supply control, which are some factors that could lead to price manipulation.The consultation paper is available

revisions, the business operators will be required to have in place a sound internal control system, by taking into account the utmost interest of customers, for preventing the use of inside information and

provident funds with the objective other than hedging. Management companies will also be allowed to control investment proportion in derivatives either on an individual member basis or on a fund basis

retail investors and prevent inproportionate share allocation to patrons and related persons of the issuing company in such a way that could control the IPO volume on the Stock Exchange of Thailand (SET