to cornerstone investors whereby the underwriter would not be allowed to be a cornerstone investor of the underwritten securities to protect the best interest of investors.The consultation paper is
, token or digital coin) referred along with the name “thaiangelinvest” via company’s website and social media platforms such as Facebook and YouTube. Thai Angel Investor Consultant Company Limited has
สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) ร่วมกับองค์การสหประชาชาติ (UN) Principles for Responsible Investment (PRI) และ Asia Investor Group on Climate Change (AIGCC) ร่วมจัดงาน
increase investor confidence and strengthen the capital market stability. Valuers passing the examinations conducted by relevant associations since December 16, 2010 can submit the results to the SEC
, in the aspect of investor protection, the proposed regulation requires that Thai listed company offering ESOP must comply with criteria for existing shareholder protection (i.e. dilution effect). In
) issuance. The revision will require DW issuer to provide a so-called ?fact sheet? which is a investor-friendly description of securities? key features, specific characteristics and risks. Fact sheet must be
(DW) issuance. The revision will require DW issuer to provide a so-called ?fact sheet? which is a investor-friendly description of securities? key features, specific characteristics and risks. Fact
expansion of the scopes of work of derivatives investor contact type B (limited to gold futures) and selling agents of gold futures brokers to cover provision of services relevant to the said precious metals. # # #
regulations and to gain investor confidence.The consultation paper is available on the SEC website at www.sec.or.th. Stakeholders and the?interested public are welcome to submit comments through the website, or