Disclosure ransactions, ng the value rcent of the ny as at 30 disposal of benefit the c b t b t r C 2 C p C b N T N 2 3 F E ( 2. A a t C 3. A 2 4 d M connected pe be able to fu the Board of bidding by s the
declining to clients . Clause 12 A securities company shall not mislead its counterparty regarding material facts of securities trading by refraining from disclosure of information, distortion of information
12 A securities company shall not mislead its counterparty regarding material facts of securities trading by refraining from disclosure of information, distortion of information, or giving false
investments account and reviewing evidentiary documentation attached to the application before delivering them to the management company for considering an approval; (2) disclosure of information or documents
to the management company for considering an approval; (2) disclosure of information or documents needed for making investment decisions to clients, as well as arranging clients’ information in support
methods and channels for communication, a list of relevant persons either inside or outside companies, responsible persons and communication, including clear detailed information for disclosure to relevant
persons and communication, including clear detailed information for disclosure to relevant persons. Companies should arrange a call tree3 and a name list of customers, the main service providers and other
with the scheme which has been approved by the SEC Office. The power to issue an order under Paragraph 1 shall include orders in the following manners: (1) clarification or disclosure of additional