order within the specified period. Moreover, despite being warned by the Competent Officer, they provided only partial, incomplete information and showed a delaying behavior in not providing the requested
LiVEx listed companies. This will require the companies to submit financial statements within three months after the end of each accounting period to be aligned with the timelines for other reports as
annual registration statement of the fund.In addition, asset management companies and trust managers are required to disclose the latest asset appraisal report and appraisal review report within 30
manager. This gives involved parties, including numerous capital market business personnel, sufficient time to make necessary preparations within this year. “SEC is confident that personnel in capital
shall comply with the additional regulations above within one month as from the effective date of the regulations. The consultation paper is available at https://www.sec.or.th/TH/Pages/PB_Detail.aspx
, is transparent with professionalism in management, causing companies to be better-known and accepted by the public creating incentives for interest in investments from businesses within the country
implement within six to 12 months following the signing of the MoU. Further details of the mutual recognition of funds scheme are set out in the SFC circular and the SEC circular issued today
qualifications within a period specified by SEC. The consultation paper is available at https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=696. Stakeholders and interested parties are welcome to give comments and
-price matching for the trading activities within their own group. Such transactions misled other investors into believing that TAPAC shares were traded in high volume and its price was changed. As a
website beforehand. Currently, only digital asset business operators who have been operating since before 14 May 2018 and apply for licenses within 14 August 2018 are allowed to continue their business