Capital Market Supervisory Board No. Tor Thor. 8/2567 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives

The Capital Market Supervisory Board at its meeting in late 2023 approved in principle the proposed regulations on the establishment of Thailand ESG Fund (TSEG Fund), which includes sustainability

and investment in crowdfunding securities. The proposed amendments align with both domestically and internationally supervisory guidelines for similar business operators. Therefore, the SEC is

shareholders must comply with the regulations specified in the Notification of the Capital Market Supervisory Board No. Tor Jor. 34/2551 Re: Application and Approval for Offering for Sale of Warrants and the

Capital Market Supervisory Board No. Tor Lor Thor. 20/2568 Re: Rules related to Personnel in Capital Market Businesses (No. 19), dated 4 April 2025: (https://publish.sec.or.th/nrs/10677p_r.pdf )2

listed companies* to align with the ISSB Standards. In this regard, the Capital Market Supervisory Board has approved the regulatory amendments as proposed by the SEC.The SEC has therefore opened this

สมาชิกได้หารือเกี่ยวกับ APRC Supervisory MMoU ซึ่งเป็นกรอบความร่วมมือใหม่ในภูมิภาคที่มีความสำคัญ โดยจะเป็นเครื่องมือในการแลกเปลี่ยนข้อมูลระหว่างประเทศสมาชิกเพื่อการยกระดับการกำกับดูแลระหว่างประเทศให้มี

to accommodate issuance of appropriate supervisory guidelines. In addition, SEC will officially launch the One-Stop-Service Center on 1 September 2020 to give more convenience for securities and

improvement of audit quality, enhance the credibility of the financial reporting system in the Thai capital market, and strengthen the mechanism for investor protection. In addition, the proposed supervisory

Earlier, the Capital Market Supervisory Board approved in principle the proposed amendments to the repo/reverse repo agreement regulations to allow securities companies to enter into repo/reverse