assets which are rights of claim and the change of the agent to collect and receive payments of debt in accordance with Paragraph 2 of Section 15 of the SPV Act. This would allow the private sector clear
statements, they shall disclose effects of COVID-19 on the company in accordance with the guideline. _____________________________
(3) electronic meeting: if listed companies intend to hold the shareholders’ meeting via electronic media, it is advisable to consider the use of reliable meeting control system in accordance with
Regulation is expected to take effect in the third or fourth quarter this year. SEC is therefore proposing the amendment to the related rules to accommodate securities business undertaking in accordance
SEC gives information on posting trading signs on listed securities in accordance with SET regulations to protect investors. SET posts supervisory signs on listed securities to warn investors to make
accordance with the relevant regulations of the home country and additional requirements specified in the MoU. A Hong Kong fund to be offered through licensed intermediaries in Thailand under HK-TH MRF is
environmental and climate data disclosure since it is an important issue and is in accordance with the SEC’s policy in promoting environmental, social, and governance (ESG) for sustainable capital market
IOSCO on 7 June 2019 in accordance with IOSCO criteria for selecting the Annual Meeting host three years in advance. An average attendance of the Annual Meeting is 600 persons from more than 225 capital
work divisions, and the appointments of deputy secretaries-general and assistant secretaries-general. The new organizational strategy aims to push forward capital market development in accordance with
fails to comply with the Appeal Court’s judgement, SEC shall proceed with legal execution in accordance with the legal process in due course.”In any case, the civil penalty and the compensation for the