person of the CIS Operator. The person who signs shall state his/her full name and capacity and shall ensure the declaration is dated.) “I/We have duly examined the information contained in this

signs shall state his/her full name and capacity and shall ensure the declaration is dated.) Form updated as of June 2021 Name of foreign collective investment scheme (CIS): Home jurisdiction: Name of

(company) (* The registration statement shall be signed either by a CIS Operator or an authorised person of the CIS Operator. The person who signs shall state his/her full name and capacity and shall ensure

authorised person of the Qualifying CIS Operator. The person who signs shall state his/her full name and capacity, and shall ensure the declaration is dated.) (name of the Qualifying CIS Operator) (name of the

authorised person of the Qualifying CIS Operator. The person who signs shall state his/her full name and capacity, and shall ensure the declaration is dated.)

11 March 2024).               In the event that any client does not notify his or her intention or claim assets within deadline, Zipmex must arrange for the deposit of the client’s assets in a

financial transactions through her own bank account, and (7) Veerawat, who also knew and persuaded several persons ? namely, Pattarapob, Sunchai, Teerasit and Kitisan ? to take the positions of director and

In her opening remarks, Ms. Ruenvadee Suwanmongkol, Secretary-General of the SEC, said: “As a capital market regulator and policymaker, the SEC has been promoting gender equality, considering human

through the use of client accounts; while {D} was found using a client account to trade securities for her own benefits. In particular, their actions had been aided and abetted by {E} , who then was the

, connected transaction, omission of the dividend payment, issue of warrants to existing shareholders by way of rights issue, the allotment of new shares to reserve for the exercise of the warrants and the