and efficient channel for cross-border distribution of funds in these three markets. The member jurisdictions have also published the Handbook for CIS Operators of ASEAN CISs which provides guidance
perform duties or provide services with honesty and good faith. Specifically, (1) he requested and used client’s mutual fund trading account to conduct investment transactions in mutual funds under the
Mr. Burim Chombhubol Between January 5, 2009 and March 27, 2009, Mr. Burim Chombhubol, T.U. Dome fund manager at that time, and Mr. Maris Tarab, former ING Funds managing director and T.U. Dome fund
Mr. Maris Tarab Between January 5, 2009 and March 27, 2009, Mr. Maris Tarab, then ING Funds managing director and T.U. Dome fund manager, and Mr. Burim Chombhubol, another former T.U. Dome fund
held in his securities account and private funds of 6 people to the SEC Office within the period specified in the notification of the Capital Market Supervisory Board when his aggregated holding of TIGER
holding itself out to the public that it would invest funds in digital assets. Accordingly, Mr. Kridtapon shall also be liable for the penalties as provided for IBS Intensive's offence. This case is in
from the funds transferred to his personal bank accounts. The acts of Mr. Ngeonwasawat are liable to operating derivatives business without license in contravention of Section 16 of the Derivatives Act
concerning the value of securities or the suitability of investing in those securities and managing funds of a person or group of persons to acquire benefit from securities in consideration of a fee or other
safeguard the interests of the clients who entrusted the management of their private funds, using knowledge and abilities comparable to professional practitioners. This case is in the process of inquiry by
Funds Available to the Tender Offeror Tender Offer for Securities of Glow Energy Public Company Limited Form 247-4 Important Information for all Shareholders of the Business On 18 March 2019, the Board of