. Remarks: * The current regulations require business operators to maintain capital of no less than the minimum capital requirement, which includes: (1) maintaining net capital (NC) with liquid assets
application of skills and technical knowledge in analyzing ESG data, considering the current trends, especially climate change, and integrating ESG factors into equity analysis to provide investors with
The amendments will enhance the standards for issuance and offering of debt securities and the disclosure rules to better align with current circumstances and ensure that investors will receive
The current situation regarding investment scams through online channels has become increasingly concerning and has caused widespread harm to the public. Various deceptive tactics are being used
efficient functioning of the financial market. As the current stress period is the result of the temporary liquidity shortage while bond mutual funds still hold low-risk, good
directly with business operators overseas which will enable investors to transmit their own online trading orders in addition to the current channel where investors have to open an account which is a sub
to licensees' intention and a linkage of renewal training results from the training institutes with the SEC system. This digital approach will bring more convenience to more than 80,000 current
other types of instruments beyond what is already covered under the current scheme”.Chairman of the Association of Investment Management Companies (AIMC), Mr. Vasin Vanichvoranun, said that “Building
were signed in 2016 and 2005, respectively. Now, we are focusing more on fully integrated working collaboration in consistent with the current legal context and the changing business trends based on
principles to responsible in-process business operation in line with the Sustainable Development Goals (SDGs) of the United Nations.The current Initiative participants, both companies and organizations, will