and designated the SEC to co-host with all relevant sectors to translate these policies and directions into the establishment of the Capital Market Development Plan 2022 – 2027. The Ministry of Finance

also advocate for the integration of these principles into business’s strategies and operations. Speaking at the signing ceremony, Mr. Renaud Meyer, Resident Representative of UNDP in Thailand said

signatories are categorized into three groups, namely (1) Asset Owner, (2) Investment Manager, and (3) Professional Service Provider. The signatories agree to comply with the six Principles for Responsible

orders of derivatives and shares in large volumes without the client’s authorization. When the client’s account suffered a large amount of loss, {A} tricked the client into depositing more cash into the

points of the amendments are summarized accordingly: (1) Market Misconduct: categorizing the characteristics of misconduct to be clearer and applicable to wrongful acts of different natures, into four

core principles take into account environmental, social and governance (ESG) factors in the business practices of investee companies, offering institutional investors a balanced focus apart from seeking

plans for each measure, as follows:        Quality Demand: (1) Cultivate long-term investment culture through individual investment accounts to enable investors to convert their savings into long-term

the client into believing that the balance in the relevant fund account remained intact, and subsequently cancelling such transactions; and (3) withdrawing cash from the account of Client 2 and (3.1

shares into an account in amounts disproportionate to the customer’s stated income; customers borrowing substantial sums to invest despite having limited registered capital; or customers receiving

1 25 May 2020 Subject: Notification on Resolution of the Board of Directors’ Meeting No. 5/2020, Change of Directors and Directors’ Power, Entering into Connected Transaction, Entering into