for investment consultants.As a result, she was disqualified from being investment consultant under Clause 18(1) of the Notification of the Capital Market Supervisory Board No. TorLorThor. 3/2555 Re
(FETCO) and CEO of BBL Asset Management Co., Ltd. said that although not being listed companies, institutional investors comprising asset management companies, securities companies, insurance companies
: Proactive: forward-thinking and acting in advance in anticipation of possible challenges while being a firm and fair regulator as well as a friendly and visionary partner to all sectors, and initiating
analyzing information concerning securities trading payment of clients in one or many of the following ways: (1) being a contact point for data processing of securities trading; (2) sending and receiving
, affiliated transaction for fund whether in case of as specified in Clause 14, Clause 15, Clause 16 or clause 17 or the other cases, such transactions shall have the following particulars: (1) Being transaction
following particulars: (1) Being transaction with the best execution for fund; (2) Being a necessity and advantage transaction for fund; (3) Being an at arm’s length transactions and (4) In the case where
30,188,376 (Thirty Million One Hundred Eighty-Eight Thousand Three Hundred and Seventy-Six Baht), thereby being the total value of Baht 53,763,424 (Fifty-Three Million Seven Hundred Sixty-Three Thousand Four
other cases, such transactions shall have the following particulars: (1) Being transaction with the best execution for fund; (2) Being a necessity and advantage transaction for fund; (3) Being an at arm’s