} and a capital market investment consultant, namely {D}.Following the report and further probed into the case by Globlex Securities Company Limited, it was found during the first investigation that {A
former consultant of Bualuang Securities PLC., for failure to completely record client's securities trading orders. Following a report from Bualuang Securities PLC., the SEC further probed into the case
, eventually. From 2014 to early this year, the following 15 participants were approved by the SEC to launch IPOs : Thai Solar Energy Plc. (Kanchanaburi); K.C. Metalsheet Plc. (Khon Kaen); Smart Concrete Plc
securities and trading securities on behalf of clients. Following a client complaint report filed by Maybank Kim Eng Securities (Thailand) Plc., the SEC further probed into the case and found that {A} advised
ASEAN capital markets.? The foreign CRAs allowed to provide voluntary rating, though not required to obtain the investment advisory license, must meet the following criteria: -?operating credit rating
price to calculate for domestic fund?s NAV as prescribed by accounting standards and AIMC guideline. Discussion with the SEC following the incident aims to seek solution for determining fair price for
Bangkok, November 30, 2011 - Following the investigation on {X1} Co., Ltd. in response to the evidences indicated that the company had operated unlicensed derivatives business, the SEC found that
Aqua Corporation Public Company Limited (AQUA), the issuer of AQUA25NA bond, will electronically convene Bondholders’ Meeting No. 1/2025 on 30 October 2025 at 14.00 hours to consider the following
, results of operation and financial status of Hello LED on the sign date of the agreements and the closing date. The Hello LED Shares Acquisition Transaction constitutes an acquisition of assets pursuant to
on assets, liabilities, business opportunity, results of operation and financial status of Hello LED on the sign date of the agreements and the closing date. The Hello LED Shares Acquisition