. 38/2559 Repeal of the Notification of the Office of the Securities and Exchange Commission regarding Operating Control and Information Technology Security of Securities Company 12/09/2016 01/09/2017
the Notification of the Office of the Securities and Exchange Commission regarding Operating Control and Information Technology Security of Securities Company 12/09/2016 01/09/2017 Contact The
—within 180 days from the effective date of the notifications.Notes:* Four relevant notifications are: 1. The Notification of the Ministry of Finance Re: Prescription of Conditions for Securities Company
the Securities and Exchange Commission KorKhor 7/2551 Determination of Paid-Up Registered Capital of Securities Company 08/05/2008 01/06/2008 3. Notification of the Securities and Exchange Commission
of the Securities and Exchange Commission KorKhor 7/2551 Determination of Paid-Up Registered Capital of Securities Company 08/05/2008 01/06/2008 3. Notification of the Securities and Exchange
Securities and Exchange Commission KorKhor 7/2551 Determination of Paid-Up Registered Capital of Securities Company 08/05/2008 01/06/2008 3. Notification of the Securities and Exchange Commission KorKhor
a fund , a management company shall appoint a fund manager who is appropriately qualified whereby the person to be appointed as the fund manager shall be in accordance with the Notification of the
Notification of the Capital Market Supervisory Board concerning Personnel in the Capital Market Business. Clause 4 A management company shall arrange the evaluation of fund performance on a regular basis, and
. Notification of the Securities and Exchange Commission No. Kor Thor. 11/2553 Re: Registration of Derivatives Business Operator In the Category of Derivatives Broker and Derivatives Dealer _____________ By virtue