Section 96 Securities and Exchange Act B.E. 2535 Section 96. The SEC may or may not require a securities company to have a paid-up registered capital in an amount specified for operation of any
Securities and Exchange Commission. Clause 33. The securities company shall prepare and file the reports with the Office using the forms and within the schedules as follows: (1) Report on the financial status
://capital.sec.or.th/webapp/nrs/nrs_main_search_en.php?chkPost=1&chkNo=1&doc_id=5554&SearchNo= Notification of the Office of the Securities and Exchange Commission SorChor. 24/2555 Approval of Appraisal Company and Lead
/nrs_main_search_en.php?chkPost=1&chkNo=1&doc_id=5554&SearchNo= Notification of the Office of the Securities and Exchange Commission SorChor. 24/2555 Approval of Appraisal Company and Lead Appraiser Contributing [ Asset
?chkPost=1&chkNo=1&doc_id=5554&SearchNo= Notification of the Office of the Securities and Exchange Commission SorChor. 24/2555 Approval of Appraisal Company and Lead Appraiser Contributing [ Asset Evaluation
ACC6207/003 25 July 2019 Subject Inform the progress of the sale stock in the subsidiary company To Director/ Managing Director The Stock Exchange of Thailand Refer to the company's letter No
and Securities Being Underlying of ETF by a Securities Company _____________ By virtue of Section 16/6 of the Securities and Exchange Act B.E. 2535 (1992) as amended by the Securities and Exchange Act
reference. Notification of the Securities and Exchange Commission No. Kor Yor. 51/2547 Re: Determining Proportion of Directors of Derivatives Exchange and Prohibited Characteristics of Directors of
customer; “Office” means the Office of the Securities and Exchange Commission. Clause 2 . A management company shall appoint a natural person or a juristic person as its representative pursuant to the