the category of Crowdfunding bond between December 17, 2021, and May 17, 2022 without approval from the SEC Office which is in breach of the Securities and Exchange Act B.E. 2535 resulted from the
that involved a conflict of interest with the bond issuer. Specifically, BBL maintained a shareholding exceeding 5 percent of the issuer’s total voting rights via a company whose directors concurrently
and creating liquidity issue 3) Political and Geopolitical risks from the tensions in the Korean peninsula, US political issues impacting the US government tax reform bill and the wave of trade
the Revenue Department to solve related tax issues, creating a level playing field for the industry players of both jurisdictions; (2) SEC and SFC will conclude a gap analysis on real
, is transparent with professionalism in management, causing companies to be better-known and accepted by the public creating incentives for interest in investments from businesses within the country
agreed or conspired on creating the false appearance of the price and volume of ACD shares by continuously transacted in the shares pushing it to the higher price. This actions misled the general public
The regulatory revision on the information disclosure and an issuer’ auditor takes into account the readiness of the capital markets without creating too much burden for stakeholders. Significant
creating too much burden for stakeholders Major issues are as follows:- To apply rules regarding preparation and disclosure of financial statements, currently applying only on the lastest annual and
control to ensure compliance with the policy; (2) Policy and procedures for designing, developing and managing digital wallets as well as creating, maintaining and accessing keys or other related