compensation for the benefits received or should have been received from committing the offenses shall be remitted to the Ministry of Finance as public revenue._________________________Remark: * Section 317/1
, exercise their rights to protect their own benefits and seek clarification or explanation from the company directors and executives so as to have sufficient information for their decision-making.The above
the penalties under Section 296 of the SEA, i.e., up to two years? imprisonment or a fine not exceeding twice the amount of the benefits received or should have been received but in any case no less
Bangkok, May 9, 2012 - The SEC urges businesses to join the ?Pride of the Province? project with a view to promoting real sector to maximize the benefits of the capital market. The SEC Board has
in MGR?s revenues. Submitting MGR?s incorrect financial statements to the SEC and the Stock Exchange of Thailand (SET) during 1996-1998 to deprive MGR investors of the benefits they should have
internal control and fund management and proposed AIMC to set up practices concerning internal control and management of property funds to prevent leakage of benefits that should have been given to
the SEA, i.e., imprisonment for up to two years or a fine not exceeding twice the amount of the benefits received or should have been received but not less than the minimum amount of 500,000 baht, or
substantially high incentive. {B}'s actions were deemed dishonest, unprofessional and illegitimately seeking benefits from investors in that he used the client's account to trade securities for the benefit of his
brought about benefits to Suthisak and a juristic person whose major shareholders are Darunee and Paphawin. Their actions were therefore deemed in contravention of and shall be liable to the penalty under
views of regulator and regulated persons. Meanwhile, better communication will allow stakeholders to learn of purposes, objectives and benefits of the regulations which must also be responsive to their