Exchange Commission. Chapter 1 Application for Approval ______________________ Clause 4. Persons who obtain approval to be investor contact shall be divided into two categories which are Category A Investor
take necessary actions for its clients to obtain the rights and benefits arising from any securities or instruments owned by the clients which are under its custody from the issuers of such securities or
, unless given a written order or consent from the client, on a case-by-case basis. 5 Clause 11 A securities company shall take necessary actions for its clients to obtain the rights and benefits arising
3 percent of the Company’s net tangible assets, therefore, the Company is obliged to obtain approval from the Board of Directors and disclose such information to the Stock Exchange of Thailand (as per
connected transaction, by delivering the Notice of the Shareholders’ Meeting at least 14 days before the date of the Shareholders’ Meeting, and obtain approval from the Shareholders’ Meeting with not less
which is incapable of making profit. UWC expects to obtain benefits from this Transaction as follows: 1. Improvement in financial liquidity: UWC will have adequate cash flow to repay the secured bonds
personnel under the first paragraph are required to obtain an approval from the SEC Office before they perform their duties, the intermediary shall govern them to be approved person according to such
paragraph are required to obtain an approval from the SEC Office before they perform their duties, the intermediary shall 1 The notification referred in this Clause means the Notification of the Capital