{G}, they failed to record some of client trading orders correctly and completely. In this regard, the SEC revealed their inappropriate actions and recorded such demerits for future reference if
damage to the client. With reference to the bank?s report on the client?s complaint and the SEC's further inspection, {A} was found to have signed on the unit redemption form of Bualuang Long-Term Equity
future reference in the case that a breach of duty is repeated.
future reference if breach of duty is found.
investment advice without any reference from analysis report or certification of Maybank Kim Eng Securities (Thailand) Plc. Certain statements contained in the said could make the client believe that he will
appointment of debenture representative, means of issuance, offer, allocation, the details of offer call option, and registration in the secondary market (if any) shall be in the scope of power of the executive
-Home advertising media in Thailand of the Company and/or its subsidiaries (the “Right to Sell Advertising Media Agreement”) with an aggregate consideration of THB 3,500,000,000 (by reference to a minimum
consecutive years. However, the company’s securities has selected in the SET High Dividend 30 Index or SETHD from the Stock Exchange of Thailand which the price index reference 30 shares group in the SET100
TRANSLATED VERSION Codified up to No. 2 As of June 12, 2015 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. 2 13