vanilla instruments, and ensure continuous disclosure of information on net capital; (2) Plain vanilla instruments* must not consist of any complex features. For example, the issuer is allowed to postpone
. Essentially, the proposed amendments to the PP offering regulations would: (1) Cancel the approval application procedure, retain information disclosure in the shareholders' meeting notice, and require the
Disclosure of Mutual Fund and Real Estate Investment Trust or Infrastructure Trust, dated 19 February 2018: https://publish.sec.or.th/nrs/8013p_r.pdf.
หนังสือชี้ชวนส่วนสรุปข้อมูลสำคัญ (factsheet) ภายใต้โครงการ Simplified Disclosure ระยะที่ 2 และเป็นหนึ่งในโครงการ Regulatory Guillotine* โดยปรับให้มีการจัดทำข้อมูลใน factsheet เป็นรายเดือน เพื่อให้ผู้ลงทุน
Information Disclosure (ELCID) via SET within three business days. In case of PE Trusts, a trustee must notify trust certificate holders in writing of their resignation no less than 30 days in advance.(2
that the companies inform SEC in writing of the intention to postpone the submission within 150 days as of the end of the financial year, while disclosure to PVD members is due within such period of
the regulations on obtaining approval of the shareholders’ meeting and disclosure of material information and shall also comply with relevant regulations. Moreover, directors, executives and listed
maturity period prescribed in the disclosure document. Automatic redemption would require pre-specified terms and conditions, and investment would be limited to institutional and ultra-high-net-worth
recipients in this category); 3. Outstanding Organization for Information Disclosure through the Public Sector Information Center Award (data.go.th) (among 5 recipients); and SEC Secretary
and internationally-recognized standards. The proposed regulations would include additional disclosure requirements as well as issuers’ obligation to appoint an external review provider to provide