At present, real estate investment trusts (REITs) and infrastructure trusts are asset trusts that only have the legal obligation to prepare and disclose information, but in practice such
’ assets and strict supervision on asset separation. The private fund operators can self-custody for its assets under management without applying for the approval of being custodian. Such a move will
interested in issuing ESG bonds, asset management companies and the general public, so they may comprehensively access information on ESG financial products, namely ESG bonds* and SRI funds. The platform will
สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) ร่วมกับ Bank of China (Thai) Public Company Limited, Bank of China (Hong Kong) Limited และ BOCHK Asset Management Limited จัดงาน Hong Kong
company, asset management company, derivatives business, and financial institution or commercial bank receiving approval to provide services). The SEC proposal also aims at raising significance of
, asset management companies, non-life insurance companies, life insurance companies and relevant bodies. The SEC has disclosed the list of the I Code endorsers on CG Thailand website at www.cgthailand.org
period of freezing order. The SEC therefore requested the Department of Special Litigation, the Office of Attorney-General to file a motion with the Criminal Court for an extension of the asset freezing
(fintech) นอกจากนี้ ประเทศสมาชิกยังได้รายงานความคืบหน้าและพัฒนาการ โดยเฉพาะการใช้เทคโนโลยีทางการเงิน รวมทั้งความคืบหน้าในการดำเนินการของคณะทำงานด้านการกำกับดูแล crypto asset โดยเลขาธิการ ก.ล.ต. ได้ร่วม
to certain types of personnel; for instance, wealth advisor who gives advice on asset allocation and selects suitable securities for individual client, investment analyst, and fund manager, in
determines that FA independence will be impaired in cases where FA or commercial bank in the same conglomerate has granted a loan to any securities issuer or sponsor disposing asset into real estate investment