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implementation of appropriate risk management and resource allocation by their board of directors and executives that is practical and meets the standards established by an international organization concerning

of the outbound product is not subject to any prohibition order by the regulators: (a) being a regulator which is a member of the International Organization of Securities Commissions (“IOSCO”) and is

of the outbound product is not subject to any prohibition order by the regulators: (a) being a regulator which is a member of the International Organization of Securities Commissions (“IOSCO”) and is

of the outbound product is not subject to any prohibition order by the regulators: (a) being a regulator which is a member of the International Organization of Securities Commissions (“IOSCO”) and is

product is not subject to any prohibition order by the regulators: (a) being a regulator which is a member of the International Organization of Securities Commissions (“IOSCO”) and is on the list of

product is not subject to any prohibition order by the regulators: (a) being a regulator which is a member of the International Organization of Securities Commissions (“IOSCO”) and is on the list of

ลักษณะหนึ่งดังนี้ 1. อยูภายใตการกํากับดูแลของหนวยงานที่เปนสมาชิกสามัญของ International Organization of Securities Commissions (IOSCO) 2. เปนสมาชิกของ World Federation of Exchanges (WFE) 3. ตั้งอยูใน

"%)K$/"(*Z %!*.#$KL bK$!#()* SET . '$".',' %. )Ò)' (market-driven organization)O* L '7 (demutualization) *#&%&")#!)'4 2` %&- ! 8 #-% '7%"*&%!%')72 /%/2#) SET &") (necessary but not sufficient

ตอ้งเป็นผูท่ี้ไดรั้บอนุญาต ใหป้ระกอบธุรกิจดงักล่าวไดจ้าก lead regulator ซ่ึงเป็นสมาชิกของ International Organization of Securities Commission (IOSCO) 2.2 งานอ่ืนท่ีเก่ียวขอ้งโดยตรงกบัการประกอบธุรกิจซ่ึง