requirements on qualifications of each type of licenses will also be adjusted accordingly to ensure that the salespersons will have proper knowledge of the products they offer. Additionally, to increase the
. These include the offer price being no less than 90 percent of the market price, and the objective not being to fund a large-scale project that requires the shareholders? prior approval. In addition, the
asset management companies to offer more diversified, complex types of mutual funds similar to those sold in foreign markets, and to introduce investors to more investment opportunities through various
Bangkok, October 27, 2014 ? The SEC will allow real estate investment trusts (REIT) to issue and offer for sale of plain debt instruments (REIT bonds) within this year. Vorapol Socatiyanurak, SEC
Thai bourse as well as the regulations governing offer of sale of depositary receipts (DRs) on foreign securities. The promulgation of those regulations is under the SEC strategic plan, aiming to expand
down the business or delist SPSU shares from the SET. Later, SPI launched a tender offer to purchase SPSU shares at the price higher than the market price during such period. The said actions were in
จดทะเบียนซึ่งเป็นผู้ถือหุ้นใหญ่รายเดียวในบริษัทหลักทรัพย์ โดยไม่ได้ทำคำเสนอซื้อหลักทรัพย์ (tender offer) ตามหลักเกณฑ์ที่กำหนด รวมถึงกรณีบริษัทจดทะเบียนแห่งอื่นซึ่งมีการกล่าวอ้างว่ามีการครอบงำกิจการด้วย
result, he aggregate shareholding exceeded trigger point at 25 percent of the total voting rights of KC. But he failed to make a tender offer for all KC securities within the period specified by the
Company Limited ("YGG"), for instance, default in payment, tender offer, joint venture, backdoor listing and entire share sale in such a manner that is likely to have an effect on the price of
Mr. Yinganan Wongsiridej Mr. Yinganan, while he was a fund manager of the Sala@Sathorn Property Fund (SSPF), knew inside information that there was an offer from one company to purchase the main