Effective Date 1. Notification of the Office of the Securities and Exchange Commission  Sor Thor. 35/2557 Rules in Detail on Communication with and Providing Services to Clients of Securities Companies

of the Securities and Exchange Commission  Sor Thor. 35/2557 Rules in Detail on Communication with and Providing Services to Clients of Securities Companies and Derivatives Intermediaries (Codefied

found that {A} had been authorized by his client to make securities trading decisions on the client's behalf with high trading volume. The communication record showed that {A} traded the securities and

Bangkok, February 6, 2015 ? The SEC has supported Phoenixict Pte Ltd. and the communication and technology-based alliances from both the public and private sectors in organizing the first

platform that can meet customers’ needs in every aspect of their lives by leveraging our strengths as Thailand’s number-one digital banking provider and enhancing our services under three-pronged approach

leveraging of our strength as Thailand’s number-one digital banking provider, with the aim of becoming the Customers’ Life Platform of Choice under our core strategy of Customer Centricity for our business

. OrThor/Nor 9/2541). 1.2 Parties involved Service Recipient: KGI Securities (Thailand) Public Company Limited (“the Company”) Service Provider: Ms. Suchada Sodthibhapkul (“Executive Director”) 1.3

Recipient : Thai Wacoal Plc. Service Provider : International Commercial Coordination Co., Ltd., a connected party to the company (3) Details of the connected parties and their relationship nature : Director

) Transaction date : January 1 - December 31, 2019 (2) Transaction parties involved Service Recipient : Thai Wacoal Plc. Service Provider : International Commercial Coordination Co., Ltd., a connected party to

provider : Harng Central Department Store Company Limited (“HCDS”) Relationship : Both parties have a common major shareholder, namely the Chirathivat group (ordinary persons and juristic person), which