investment consultant for 11 months. Owing to the fact that the approval period remains until December 31, 2015, the approval shall be suspended until the lapse of such period and his re-application for
as follows: 1. Suspended {A} from his duty as the approved capital market investment consultant for 11 months. Owing to the fact that the approval period remains until December 31, 2015, the approval
should be allowed to be offered to local investors directly.In the area of fees and expenses, Thailand scored above average; owing to the fact that Thai mutual funds generally do not charge trading fees
Possession of Prohibited Characteristics _______________ (Translation) -3- Part 1 Prohibited Characteristics _______________ Clause 3 Personnel in capital market industry shall not possess any prohibited
field and parking lot with Jainnopsiri Company Limited (Held by Mrs. Sirima Iamsakulrat and Mr.Jain Charnnarong) period 10 year since June1, 2020 or the date of possession of the area, whichever the date
its possession; 2. investing in or holding securities for investment by the securities company itself; 3. bearing a responsibility for the clearing and settlement for securities. (2) twenty-five million
: Sale of Securities by a Securities Company Which Does Not Have Possession of the Securities 31/07/1997 4. Circular 14/2548 31/08/2005 Contact The Securities and Exchange Commission, Thailand
, have become liable to possession of untrustworthy characteristics of director or executive of securities issuing company and listed company pursuant to the Notification of the Securities and Exchange