funds; (b) fund manager who performs duty of making investment decision or divesting of other assets other than infrastructure asset; (2) approval and performance of duty of personnel appointed under (1
suspending the approval and set the period of acceptance of their re-applications**.In this regard, the SEC warns investment consultants not to submit trading orders on the client?s behalf even the client
compliance with the company's rules*. The SEC, therefore, sanctioned the said four persons by suspending the approval and set the period of acceptance of their re-applications**.In this regard, the SEC warns
any loss or damages arising out of or in connection with its use. Ministerial Regulation Concerning Granting of Approval for Undertaking Securities Business B.E. 2551 (as amended) By the virtue of
in the form of program” means newly issued short-term sukuk that has obtained an approval from the SEC Office for multiple offers for sale without the obligation to repeat the application for approval
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Quarter 2 Ending 30 Jun 2020 12/05/2020 19:33 Management Discussion and Analysis Quarter 1 Ending 31 Mar 2020 Click here to display all results SEC has ordered to amend Finanacial Statements ( 0 record(s
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display all results SEC has ordered to amend Finanacial Statements ( 0 record(s) found) Name Description Details Data not found Last updated on 27 August 2022