RICH GOLD INTERTRADE COMPANY LIMITED : Unlicensed securities and derivatives business (Disclosure Date : 20/01/2020)

Beyond Liberty Company Limited : Unlicensed securities and derivatives business (Disclosure Date : 22/04/2014)

poobit investment public company limited : Unlicensed securities and derivatives business (Disclosure Date : 30/07/2021)

First Select Asia Limited : Unlicensed securities and derivatives business (Disclosure Date : 05/11/2019)

Fullerton Markets International Limited. : Unlicensed securities and derivatives business (Disclosure Date : 19/08/2019)

THAICOM PUBLIC COMPANY LIMITED | Year 2014

ITV PUBLIC COMPANY LIMITED | Year 2014

TAPACO PUBLIC COMPANY LIMITED | Q1/2014

INNOVESTX SECURITIES COMPANY LIMITED | Year 2014

KRUNGTHEP LAND PUBLIC COMPANY LIMITED | Q1/2014