incomes were included brokerage fees income, fees and services income, interest income on margin loan, gain and return on financial instrument and other incomes. Brokerage Fees Income Brokerage fees income
income, fees and services income, interest income on margin loan, gain and return on financial instrument and other incomes. Brokerage Fee Income Brokerage fee income in the 4th quarter of 2019 was Baht
instruments or financial transactions: (1) shares of an investment company; (2) unit trust certificates; (3) instrument or evidentiary documentation showing the right in the assets of foreign collective
connection to the organization’s internal network systems; “ use of mobile device ” means the use of mobile devices in the operation to access the critical information system via direct connection to the
connection to the organization’s internal network systems; “use of mobile device” means the use of mobile devices in the operation to access the critical information system via direct connection to the
recording device. Clause 17 A securities company shall not trade securities by using inside information in such a way that takes advantage of outside persons or disclose such inside information for other
, or negotiation with clients is made via telephone or electronic means, the securities company shall keep records of such action by using a tape recorder or an electronic data recording device. Clause