instructed AIE and AI to cooperate with their auditors by providing  information and documents satisfactorily, and submit the corrected and audited financial statements for the year 2015 to the SEC as soon as

complete supplementary documents. The SEC therefore submitted to the DSI a letter giving information and asking for any information that could indicate otherwise. In this regard, the SEC has also asked the

seminar and distributed along with checklist to listed companies which would be useful for their 2012 MD&A preparation.  The seminar documents and video, recommendation, and checklist are available for

cylinders determined by the Revenue Department as fictitious purchases. The SEC therefore notified PICNI to rectify the financial statements and satisfy the auditors with supporting information and documents

opening application form and supplementary documents out of the office. The SEC is of the opinion that taking out company assets without authorization and clients? trading information which is considered

ตรวจคุณภาพงานสอบบัญชีประจำปี 2556 ได้ที่เว็บไซต์ ก.ล.ต. http://www.sec.or.th/TH/RaisingFunds/EquityDebt/Documents/activities_report_th_2556.pdf

of the bond maturity date, an adjustment of the bond interest rate, a partial repayment of the principal, and the approval to enter into any agreements, arrangements, or related documents. Such actions

statement or provide signing off by such person. F. Documents for Public Inspection The issuer shall provide an indication of where the documents (or copies thereof) concerning the issuer, which are referred

such assets, and for internal control to prevent dishonest abuses of such mutual funds’ assets; (b) Systems for preventing damages to mutual funds’ assets, related information and documents, and for

to prevent dishonest abuses of such mutual funds’ assets; (b) Systems for preventing damages to mutual funds’ assets, related information and documents, and for controlling the inflow and outflow of