) Asia Plus Securities Co., Ltd. is the bondholder representative for NWR24NA bonds due for redemption on 9 November 2024, and 2) BlueBell Securities Co., Ltd. is the bondholder representative for

.;    (2)  Conduct a Know-Your-Client (KYC) due diligence to verify the identity of the investor or the ultimate beneficiary, proceed in accordance with (1) before approving an account opening to ensure that

of due diligence and know-your-client assessments (DD/KYC), (3) supporting electronic non-face-to-face identity verification, and (4) allowing businesses to access anonymized data under possession of

Bangkok, 1 February 2018 - The SEC has suspended approval for two securities investment consultants of KASIKORNBANK PCL. (KBANK) for failure to perform duties with responsibility and professional due

deposit of 350 million baht and an additional unpaid deposit of 100-million baht due on 31 December 2016, and (4) impact of POLAR ' s subsequent  cancellation of investment in A Day on the refund of the

from their failure to properly perform a due diligence in case of a company applying for initial public offering of shares as follows: 1. As the financial advisor supervisors, they failed to verify the

client and {B}, an equity investment consultant , was suspended for failure to perform duties with responsibility and due care as the capital market professional, respectively.Following the complaint

the SEC, in materiality.  The said actions were also failure to perform the duties as professionals with prudence, due care, knowledge, capability and experience and considered as prohibited

shares from recent delivered of electricity to Myanmar worth not more than 250 million baht is not reasonable due to its higher than the IFA?s appraised value at 129.56 million baht. (3) The payment on

satisfy the audit procedures due to limitation on scope of audit imposed by the PICNI management in various matters including inability to obtain certification from the company?s management regarding