perform duties with responsibility and prudence as a professional under the relevant Notification of the Capital Market Supervisory Board.*  The SEC has therefore imposed the following sentences

consultant for a month and 10 days, effective from January 15, 2015.*Clauses 20(2) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 re: Approval for Personnel of Business

effect as from September 10, 2014. Note:   Clause 20(2) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 re: Approval for Personnel of Business Operators to Perform Duties of

suspension imposed by the SEC is deemed to have been served. _________________ Note:   Clauses 20(2) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 re: Approval for Personnel

shall remain for 7 months and fifteen days, effective from October 9, 2014.Note:   Clauses 20(2) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 which was prohibited

:  *Clauses 20(2) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 which was prohibited characteristics of personnel in the capital market business under Clause 6(1) of the

misconduct occurred. The SEC also suspended the approval of investment planner and the performance of duty as the capital market personnel. *Clause 20(3) of the Notification of Capital Market Supervisory Board

, effective from January 15, 2015.*Clauses 20(2) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 re: Approval for Personnel of Business Operators to Perform Duties of Analyzing

conducted in an appropriate manner and are aligned with other types of services.The amended notifications will come into effect on 1 March 2026.Notes:* Two relevant notifications are:  (1) Notification of the

1 EFORL 031/2017 August 15, 2017 Subject: Notification the waiver of subscription right to capital increase of WCI Holding Co., Ltd. To: President The Stock Exchange of Thailand Ref: Letter no. EFORL