derivatives exchange shall pay the SEC Office Baht 2,000,000 annual fee for business undertaking within 31 January of every year except the first year of license, the licensee shall pay fee on effective date of
the Resolution of the Board of Directors' Meeting No. 2/2022; connected transactions Remark: Data will be displayed within 3 years. Last updated on 13 January 2025
perspectives on developing infrastructure policies that integrate technology in offering and trading financial products within the capital market. The SEC also met with representatives from the Financial Conduct
significant traction globally. CFA Institute is dedicated to enhancing ethical and professional standards within the investment industry. This includes helping investment professionals perform in emerging
opinions to the public prosecutor for consideration of prosecution. This approach follows the check and balance principle within the judicial process. In such proceedings, the SEC can integrate collaboration
to the Anti-money Laundering Office (AMLO) for consideration of actions within their authority as the offenses in this case constitute predicate offenses under the Anti-Money Laundering Act B.E. 2542
accounts, we have issued measures for addressing different types of mule accounts within an expedited timeframe. Additionally, guidelines were established for data sharing and coordination among digital
approved by the head of audit firms and submitted to the SEC within 5 months after the IT audit period, unless a waiver is granted by the SEC. The transitional period will end on May 31st, 2027, and the
developing and enhancing oversight of listed companies and strategies for preventing and suppressing inappropriate behaviors within listed companies to ensure that they would be able to raise fund from
, the SET Building. During the event, Dr. Pornanong Budsaratragoon, SEC Secretary-General, highlighted the SEC's role in fostering a sustainable environment within the capital market that