Earlier, by virtue of Section 267 of the Securities and Exchange Act of 1992, the SEC, with the approval of the SEC Board, ordered an attachment of assets of 10 entities who were imposed with the

of securities companies in many cases did not meet the criteria for granting general approval for registered capital reduction. Additionally, there were no criteria for granting general approval of

periods. A summary of their offenses is as follows:  The first incident: During 23 June – 15 December 2015, there were 11 offenders involved in the manipulation of THE shares. Boonchai, Boonchoke, Booncherd

the SEC). These individuals were also prohibited from trading securities and derivatives for 14 or 20 months (as the case may be) and from serving as directors or executives for 28 or 40 months (as the

fraudulent schemes. In addition, tools such as Investor Alert and the SEC Check First application were introduced, enabling investors to verify companies, individuals, or products before making investment

certification schemes, as well as practices suitable for the Thai context in each economic sector. These inputs were carefully considered and integrated in the final Thailand Taxonomy Phase 2, which can be

Chulalongkorn University’s research team were also presented. The seminar was attended by over 100 participants from 50 securities regulatory agencies from 24-26 September 2024, at IOSCO in Madrid, Spain

more exhibitors were found to be engaging in securities, derivatives and digital asset businesses without proper license. The SEC therefore notified the event organizer to close the booths and suspend

respondents’ feedback and recommendations were carefully considered for the drafting of relevant amendments.The SEC is conducting this public hearing on the proposed amendments to the IT Regulations and

the changing landscape and address cyber threats. Comments and suggestions from stakeholders were taken into consideration in drafting the amendments more appropriately. Essentially, the key amendments