by the Notification of the SEC or the Office, the securities company shall collect the relevant data and notify the Office within seven days from the date of acknowledgement of such misconduct. Clause
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in compliance with such rules. (2) consent of the service provider for the SEC Office to inspect its operation, retrieve for viewing or examine relevant evidentiary documentation; (3) causes
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……………………… ………………………………………………... ……………………… ………………………………………………... ……………………… ………………………………………………... The company has hereto attached relevant documents and the form of curriculum vitae certification of the persons applied for approval to be executives of the company for the consideration, however, if
investors, shareholders, or relevant persons for making investment decisions, whether it be information or documents submitted or delivered to the SEC Office, the Capital Market Supervisory Board, the