market investment consultant for 6 months. As {A}'s approved capital market investment consultant status only lasts until December 31, 2014, his approved status was suspended until that date while the rest
that rationale is not the only factor influencing investment decision making while the regulator should put in place proper regulations to protect investors and provide appropriate investment
public or instruments in which a fund plans to invest without the need to apply for an investment advisory license. The services provided by the said foreign CRAs are, however, limited only to permissible
must be sold to institutional investors only; (4) An individual or a group of individuals may hold investment units at an amount not exceeding one third of the total units sold, except for those granted
Baht fine. The jail term was suspended for two years. The later, on August 22, 2019, The Appeal Court only reversed the judgment of the Criminal Court, not pending for punishment. - On August 11
and paying agent……………….. Warning: “Prior to making an investment decision, investors should exercise their own judgment when considering detailed information relating to the issuing company of the
่า (fixed capital) : กรณี MF / PF + PVD มูลค่าของส่วนของผูถื้อหุน้ ≥ 20 ลบ. (Early warning : 30 ลบ.) - คงไว้เช่นเดมิ - - เป็นฐานเงินทุนขั้นต ่าเพ่ือความเช่ือมัน่ ในระบบธุรกิจบริษทัจดัการซ่ึงสามารถ
ประกาศคณะกรรมการกำกับตลาดทุน (UNOFFICIAL TRANSLATION) Codified up to No.6 As of 1 August 2017 Readers should be aware that only the original Thai text has legal force and that this English