time since the inception in 2012. The recent findings in 2019 reflect notable effort by the supervisory agency for supervision of listed companies.The findings suggest that Thai listed companies still
In the event, Dr. Pichit Akaratit, SEC Chairman, honorably gave an opening remark. Whereas Ruenvadee Suwanmongkol, SEC Secretary-General, delivered welcome remark and stated the objectives of this
.? These kinds of incidents took place repeatedly, but the company which was under his direct supervision did not conduct proper examination.?In 2014, the SEC found a similar misconduct and took legal action
complicated, and for the most part the existing laws do not cover all new ways of committing an offense in the capital market. Legal provisions applied to some cases are unclear and open to interpretation
for all public accounting firms in Indonesia?.Mr. Thawatchai Kiatkwankul, Director of the Accounting Supervision Department, SEC (Thailand) said ?The AARG meeting gives us the opportunity to discuss
Kuala Lumpur, 22 February 2017 ? Four ASEAN audit regulators and Big-Four audit firms in the region have collectively agreed on a measurable goal to improve audit quality. This initiative was
core principles take into account environmental, social and governance (ESG) factors in the business practices of investee companies, offering institutional investors a balanced focus apart from seeking
warn the client and notify the supervisor of the suspicion. Moreover, the SEC urges securities firm's executives to monitor investment consultants under their supervision to perform duties in compliance
connectivity and leadership; (2) To expedite promotion of financial literacy in line with the government?s national savings promotion strategy; (3) To categorize corporate finance supervision based on
opinions, analyze issues, and seek approaches to enhance the capabilities of the Thai capital market so that it remains competitive and resilient in the face of challenges, while continuing to play an