SEC has a plan to revise the relevant notification to allow investment consultants of  operators of securities and the derivative contract business, who have expertise in investment and keeping

specified in the Notification of the Capital Market Supervisory Board*. The SEC has therefore ordered the 18-month suspension on {A}'s capital market investment consultant approval, effective from 21 October

client is in violation of Clause 20(2) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 re: Approval for Personnel of Business Operators to Perform Duties of Analyzing

provide securities trading service to the account owner or submit trading orders of the written authorized persons action were deemed failure to perform duties which were in violation of the Notification of

securities via his nominee's securities account but failed to prepare and disclose report on changing in his holding (Form 59-2) to the SEC Office within the period specified in the notification of the

, JCK prepared and submitted the key financial ratio of the year 2022 on 15 March 2023, which failed to prepare and submit financial statement within the period specified by the Notification of the

("MD&A") through the transmission system of the SEC office within the period specified in the notification which is within February 28, 2023. However, M-CHAI submitted the MD&A to the SEC

and submit the key financial ratio of the year 2022 within the period specified by the Notification of the Capital Market Supervisory Board resulted from the instructions or the failure to give

prepare and submit an Interim Management Discussion and Analysis for the year 2021 (MD&A) through the transmission system of the SEC office within the period specified in the notification resulted from

prepared and submitted the 56-1 One Report of the year 2022 on 3 April 2023, which failed to prepare and submit financial statement within the period specified by the Notification of the Capital Market