Mr. Chris Lum Mr. Chris Lum colluded with other alleged offenders in operating securities and derivatives businesses with an intent to solicit any attendee investors to open trading account for

trading account for securities, derivatives and other kinds of financial instruments with Saxo Capital Market Pte.,Ltd. by advertising, soliciting and using website www.home.saxo/en-sg or

Ms. Chong Jia Min Ms. Chong Jia Min colluded with other alleged offenders in operating securities and derivatives businesses with an intent to solicit any attendee investors to open trading account

Ms. Kaewta Hengpracha Ms. Kaewta Hengpracha colluded with other alleged offenders in operating securities and derivatives businesses with an intent to solicit any attendee investors to open trading

Ms. Bongkorn Chansakulporn Between August and September 2014, Ms. Bongkorn Chansakulporn colluded with Mr. Sorawit Chansakulporn controlling and using other securities trading accounts to buy Adamas

Mr. Sorawit Chansakulporn Between August and September 2014, Mr. Sorawit Chansakulporn colluded with Ms. Bongkorn Chansakulporn controlling and using other securities trading accounts to buy

Mr. Praphol Milindhachinda On 19 October 2015, Mr. Praphol Milindhachinda acquired of Filter Vision Public Company Limited (“FVC”)’s shares held in his securities trading account, as well as in the

Company Limited ("NEWS") by separating duties to executing buying or selling orders in a way of concealing and continuing, which caused the trading of such securities contradicted normal market

Corporation Public Company Limited ("NEWS") by separating duties to executing buying or selling orders in a way of concealing and continuing, which caused the trading of such securities contradicted

Limited ("NEWS") by separating duties to executing buying or selling orders in a way of concealing and continuing, which caused the trading of such securities contradicted normal market conditions