2025 at 14.00 hours to consider the following matters: (1) Granting a waiver from an event of default under the terms and conditions in relation to the company’s failure to pay interest due on 10
) Asia Plus Securities Co., Ltd. is the bondholder representative for NWR24NA bonds due for redemption on 9 November 2024, and 2) BlueBell Securities Co., Ltd. is the bondholder representative for
.; (2) Conduct a Know-Your-Client (KYC) due diligence to verify the identity of the investor or the ultimate beneficiary, proceed in accordance with (1) before approving an account opening to ensure that
of due diligence and know-your-client assessments (DD/KYC), (3) supporting electronic non-face-to-face identity verification, and (4) allowing businesses to access anonymized data under possession of
Bangkok, 1 February 2018 - The SEC has suspended approval for two securities investment consultants of KASIKORNBANK PCL. (KBANK) for failure to perform duties with responsibility and professional due
deposit made for a due diligence on A Day amounting to 120 million baht. The SEC viewed that POLAR ' s statement on the above issues is unclear. In addition, POLAR is currently unable to submit its
from their failure to properly perform a due diligence in case of a company applying for initial public offering of shares as follows: 1. As the financial advisor supervisors, they failed to verify the
client and {B}, an equity investment consultant , was suspended for failure to perform duties with responsibility and due care as the capital market professional, respectively.Following the complaint
the SEC, in materiality. The said actions were also failure to perform the duties as professionals with prudence, due care, knowledge, capability and experience and considered as prohibited
shares from recent delivered of electricity to Myanmar worth not more than 250 million baht is not reasonable due to its higher than the IFA?s appraised value at 129.56 million baht. (3) The payment on